© 2017 Moloney Securities

Investment Advisory Services offered through Moloney Securities Asset Management, LLC a Registered Investment Advisor

Registered Broker-Dealer

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CLEARING

PARTNER

Our Clearing Parner - RBC

RBC Correspondent Services (RBC CS)

 

Moloney Securities has been in business since May of 1995.  From day one, we have had a clearing relationship with RBC Correspodent Services or its predecessors.  RBC CS is a division of RBC Capital Markets, LLC, member NYSE/FINRA/SIPC. RBC Capital Markets, LLC, is a member of the NYSE, AMEX, CHX, CBOE and PSE and has execution capabilities on all principal exchanges. RBC Capital Markets, LLC is owned by Royal Bank of Canada, which trades under the symbol RY on the New York Stock Exchange.

Moloney Securities has a contractual agreement with RBC Correspondent Services (RBC CS) to serve as its clearing firm. Each client of our firm is notified of the relationship through a disclosure letter. The disclosure letter details the responsibilities that our firm (the introducing broker-dealer) and RBC CS (the clearing firm) have to the client. Although client assets are held by RBC Capital Markets, LLC, neither RBC Capital Markets, LLC, nor RBC CS has responsibility for the financial condition or performance of our firm or our Financial Advisors.