| Smith, II, Lou |
13537 Barrett Parkway Drive, Suite 300
Manchester, Missouri 63021
(314) 909-0600 x3005
lsmith@moseco.com |
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Industry Background
Active in the securities business since 1982 with various firms
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Area of Concentration
Investment planning for individuals and small business clients
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State Registrations and Licenses
Insurance
None |
Securities
Missouri
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Licenses Held
-Series 4 – Registered Options Principal
-Series 7 – General Securities Representative
-Series 9/10 – General Securities Sales Supervisor
-Series 24 – General Securities Principal
-Series 52 – Municipal Securities Representative
-Series 53 – Municipal Securities Principal
-Series 63 – Uniform States Securities Agent
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